- Private Equity
- Debt and Equity Financing
- Early-Stage and Venture Capital Investments
- Fund Formation and Investment Management
- Independent Sponsors
- Mezzanine and Growth Stage Investments
- Portfolio Companies and Investors
- Regulatory Compliance
- Representation of Limited Partners and Other Investors
- Subscription Lines
Regulatory Compliance
Drawing from our firm's extensive experience, we offer valuable insights and strategies to help private funds thrive in an increasingly complex landscape. Whether it's tackling regulatory compliance, optimizing tax efficiencies, or addressing any legal concerns that arise during fund formation and operation, our team is committed to delivering exceptional support and counsel to our clients, enabling them to achieve success in their endeavors.
Our comprehensive services encompass ongoing counsel on compliance matters for investment advisers, broker-dealers, and commodity pools, including specific guidance on adhering to broker-dealer regulations. We offer expert support in navigating emerging regulatory challenges such as ERISA and pension issues, securities registration exemptions, privacy regulations, as well as Sarbanes-Oxley and Patriot Act compliance, ensuring our clients are well informed and equipped to meet their legal obligations effectively.